Bison

The YACC-compatible Parser Generator

November 1995, Bison Version 1.25

by Charles Donnelly and Richard Stallman


Table of Contents


Introduction

Bison is a general-purpose parser generator that converts a grammar description for an LALR(1) context-free grammar into a C program to parse that grammar. Once you are proficient with Bison, you may use it to develop a wide range of language parsers, from those used in simple desk calculators to complex programming languages.

Bison is upward compatible with Yacc: all properly-written Yacc grammars ought to work with Bison with no change. Anyone familiar with Yacc should be able to use Bison with little trouble. You need to be fluent in C programming in order to use Bison or to understand this manual.

We begin with tutorial chapters that explain the basic concepts of using Bison and show three explained examples, each building on the last. If you don't know Bison or Yacc, start by reading these chapters. Reference chapters follow which describe specific aspects of Bison in detail.

Bison was written primarily by Robert Corbett; Richard Stallman made it Yacc-compatible. Wilfred Hansen of Carnegie Mellon University added multicharacter string literals and other features.

This edition corresponds to version 1.25 of Bison.

Conditions for Using Bison

As of Bison version 1.24, we have changed the distribution terms for yyparse to permit using Bison's output in non-free programs. Formerly, Bison parsers could be used only in programs that were free software.

The other GNU programming tools, such as the GNU C compiler, have never had such a requirement. They could always be used for non-free software. The reason Bison was different was not due to a special policy decision; it resulted from applying the usual General Public License to all of the Bison source code.

The output of the Bison utility--the Bison parser file--contains a verbatim copy of a sizable piece of Bison, which is the code for the yyparse function. (The actions from your grammar are inserted into this function at one point, but the rest of the function is not changed.) When we applied the GPL terms to the code for yyparse, the effect was to restrict the use of Bison output to free software.

We didn't change the terms because of sympathy for people who want to make software proprietary. Software should be free. But we concluded that limiting Bison's use to free software was doing little to encourage people to make other software free. So we decided to make the practical conditions for using Bison match the practical conditions for using the other GNU tools.

GNU GENERAL PUBLIC LICENSE

Version 2, June 1991

Copyright (C) 1989, 1991 Free Software Foundation, Inc.
675 Mass Ave, Cambridge, MA 02139, USA

Everyone is permitted to copy and distribute verbatim copies
of this license document, but changing it is not allowed.

Preamble

The licenses for most software are designed to take away your freedom to share and change it. By contrast, the GNU General Public License is intended to guarantee your freedom to share and change free software--to make sure the software is free for all its users. This General Public License applies to most of the Free Software Foundation's software and to any other program whose authors commit to using it. (Some other Free Software Foundation software is covered by the GNU Library General Public License instead.) You can apply it to your programs, too.

When we speak of free software, we are referring to freedom, not price. Our General Public Licenses are designed to make sure that you have the freedom to distribute copies of free software (and charge for this service if you wish), that you receive source code or can get it if you want it, that you can change the software or use pieces of it in new free programs; and that you know you can do these things.

To protect your rights, we need to make restrictions that forbid anyone to deny you these rights or to ask you to surrender the rights. These restrictions translate to certain responsibilities for you if you distribute copies of the software, or if you modify it.

For example, if you distribute copies of such a program, whether gratis or for a fee, you must give the recipients all the rights that you have. You must make sure that they, too, receive or can get the source code. And you must show them these terms so they know their rights.

We protect your rights with two steps: (1) copyright the software, and (2) offer you this license which gives you legal permission to copy, distribute and/or modify the software.

Also, for each author's protection and ours, we want to make certain that everyone understands that there is no warranty for this free software. If the software is modified by someone else and passed on, we want its recipients to know that what they have is not the original, so that any problems introduced by others will not reflect on the original authors' reputations.

Finally, any free program is threatened constantly by software patents. We wish to avoid the danger that redistributors of a free program will individually obtain patent licenses, in effect making the program proprietary. To prevent this, we have made it clear that any patent must be licensed for everyone's free use or not licensed at all.

The precise terms and conditions for copying, distribution and modification follow.

TERMS AND CONDITIONS FOR COPYING, DISTRIBUTION AND MODIFICATION

  1. This License applies to any program or other work which contains a notice placed by the copyright holder saying it may be distributed under the terms of this General Public License. The "Program", below, refers to any such program or work, and a "work based on the Program" means either the Program or any derivative work under copyright law: that is to say, a work containing the Program or a portion of it, either verbatim or with modifications and/or translated into another language. (Hereinafter, translation is included without limitation in the term "modification".) Each licensee is addressed as "you". Activities other than copying, distribution and modification are not covered by this License; they are outside its scope. The act of running the Program is not restricted, and the output from the Program is covered only if its contents constitute a work based on the Program (independent of having been made by running the Program). Whether that is true depends on what the Program does.
  2. You may copy and distribute verbatim copies of the Program's source code as you receive it, in any medium, provided that you conspicuously and appropriately publish on each copy an appropriate copyright notice and disclaimer of warranty; keep intact all the notices that refer to this License and to the absence of any warranty; and give any other recipients of the Program a copy of this License along with the Program. You may charge a fee for the physical act of transferring a copy, and you may at your option offer warranty protection in exchange for a fee.
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  4. You may copy and distribute the Program (or a work based on it, under Section 2) in object code or executable form under the terms of Sections 1 and 2 above provided that you also do one of the following:
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  8. If, as a consequence of a court judgment or allegation of patent infringement or for any other reason (not limited to patent issues), conditions are imposed on you (whether by court order, agreement or otherwise) that contradict the conditions of this License, they do not excuse you from the conditions of this License. If you cannot distribute so as to satisfy simultaneously your obligations under this License and any other pertinent obligations, then as a consequence you may not distribute the Program at all. For example, if a patent license would not permit royalty-free redistribution of the Program by all those who receive copies directly or indirectly through you, then the only way you could satisfy both it and this License would be to refrain entirely from distribution of the Program. If any portion of this section is held invalid or unenforceable under any particular circumstance, the balance of the section is intended to apply and the section as a whole is intended to apply in other circumstances. It is not the purpose of this section to induce you to infringe any patents or other property right claims or to contest validity of any such claims; this section has the sole purpose of protecting the integrity of the free software distribution system, which is implemented by public license practices. Many people have made generous contributions to the wide range of software distributed through that system in reliance on consistent application of that system; it is up to the author/donor to decide if he or she is willing to distribute software through any other system and a licensee cannot impose that choice. This section is intended to make thoroughly clear what is believed to be a consequence of the rest of this License.
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  10. The Free Software Foundation may publish revised and/or new versions of the General Public License from time to time. Such new versions will be similar in spirit to the present version, but may differ in detail to address new problems or concerns. Each version is given a distinguishing version number. If the Program specifies a version number of this License which applies to it and "any later version", you have the option of following the terms and conditions either of that version or of any later version published by the Free Software Foundation. If the Program does not specify a version number of this License, you may choose any version ever published by the Free Software Foundation.
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  12. BECAUSE THE PROGRAM IS LICENSED FREE OF CHARGE, THERE IS NO WARRANTY FOR THE PROGRAM, TO THE EXTENT PERMITTED BY APPLICABLE LAW. EXCEPT WHEN OTHERWISE STATED IN WRITING THE COPYRIGHT HOLDERS AND/OR OTHER PARTIES PROVIDE THE PROGRAM "AS IS" WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESSED OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. THE ENTIRE RISK AS TO THE QUALITY AND PERFORMANCE OF THE PROGRAM IS WITH YOU. SHOULD THE PROGRAM PROVE DEFECTIVE, YOU ASSUME THE COST OF ALL NECESSARY SERVICING, REPAIR OR CORRECTION.
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END OF TERMS AND CONDITIONS

How to Apply These Terms to Your New Programs

If you develop a new program, and you want it to be of the greatest possible use to the public, the best way to achieve this is to make it free software which everyone can redistribute and change under these terms.

To do so, attach the following notices to the program. It is safest to attach them to the start of each source file to most effectively convey the exclusion of warranty; and each file should have at least the "copyright" line and a pointer to where the full notice is found.

one line to give the program's name and a brief idea of what it does.
Copyright (C) 19yy  name of author

This program is free software; you can redistribute it and/or modify
it under the terms of the GNU General Public License as published by
the Free Software Foundation; either version 2 of the License, or
(at your option) any later version.

This program is distributed in the hope that it will be useful,
but WITHOUT ANY WARRANTY; without even the implied warranty of
MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE.  See the
GNU General Public License for more details.

You should have received a copy of the GNU General Public License
along with this program; if not, write to the Free Software
Foundation, Inc., 675 Mass Ave, Cambridge, MA 02139, USA.

Also add information on how to contact you by electronic and paper mail.

If the program is interactive, make it output a short notice like this when it starts in an interactive mode:

Gnomovision version 69, Copyright (C) 19yy name of author
Gnomovision comes with ABSOLUTELY NO WARRANTY; for details 
type `show w'.
This is free software, and you are welcome to redistribute it
under certain conditions; type `show c' for details.

The hypothetical commands `show w' and `show c' should show the appropriate parts of the General Public License. Of course, the commands you use may be called something other than `show w' and `show c'; they could even be mouse-clicks or menu items--whatever suits your program.

You should also get your employer (if you work as a programmer) or your school, if any, to sign a "copyright disclaimer" for the program, if necessary. Here is a sample; alter the names:

Yoyodyne, Inc., hereby disclaims all copyright interest in the program
`Gnomovision' (which makes passes at compilers) written by James Hacker.

signature of Ty Coon, 1 April 1989
Ty Coon, President of Vice

This General Public License does not permit incorporating your program into proprietary programs. If your program is a subroutine library, you may consider it more useful to permit linking proprietary applications with the library. If this is what you want to do, use the GNU Library General Public License instead of this License.

The Concepts of Bison

This chapter introduces many of the basic concepts without which the details of Bison will not make sense. If you do not already know how to use Bison or Yacc, we suggest you start by reading this chapter carefully.

Languages and Context-Free Grammars

In order for Bison to parse a language, it must be described by a context-free grammar. This means that you specify one or more syntactic groupings and give rules for constructing them from their parts. For example, in the C language, one kind of grouping is called an `expression'. One rule for making an expression might be, "An expression can be made of a minus sign and another expression". Another would be, "An expression can be an integer". As you can see, rules are often recursive, but there must be at least one rule which leads out of the recursion.

The most common formal system for presenting such rules for humans to read is Backus-Naur Form or "BNF", which was developed in order to specify the language Algol 60. Any grammar expressed in BNF is a context-free grammar. The input to Bison is essentially machine-readable BNF.

Not all context-free languages can be handled by Bison, only those that are LALR(1). In brief, this means that it must be possible to tell how to parse any portion of an input string with just a single token of look-ahead. Strictly speaking, that is a description of an LR(1) grammar, and LALR(1) involves additional restrictions that are hard to explain simply; but it is rare in actual practice to find an LR(1) grammar that fails to be LALR(1). See section Mysterious Reduce/Reduce Conflicts, for more information on this.

In the formal grammatical rules for a language, each kind of syntactic unit or grouping is named by a symbol. Those which are built by grouping smaller constructs according to grammatical rules are called nonterminal symbols; those which can't be subdivided are called terminal symbols or token types. We call a piece of input corresponding to a single terminal symbol a token, and a piece corresponding to a single nonterminal symbol a grouping.

We can use the C language as an example of what symbols, terminal and nonterminal, mean. The tokens of C are identifiers, constants (numeric and string), and the various keywords, arithmetic operators and punctuation marks. So the terminal symbols of a grammar for C include `identifier', `number', `string', plus one symbol for each keyword, operator or punctuation mark: `if', `return', `const', `static', `int', `char', `plus-sign', `open-brace', `close-brace', `comma' and many more. (These tokens can be subdivided into characters, but that is a matter of lexicography, not grammar.)

Here is a simple C function subdivided into tokens:

int             /* keyword `int' */
square (x)      /* identifier, open-paren, */
                /* identifier, close-paren */
     int x;     /* keyword `int', identifier, semicolon */
{               /* open-brace */
  return x * x; /* keyword `return', identifier, */
                /* asterisk, identifier, semicolon */
}               /* close-brace */

The syntactic groupings of C include the expression, the statement, the declaration, and the function definition. These are represented in the grammar of C by nonterminal symbols `expression', `statement', `declaration' and `function definition'. The full grammar uses dozens of additional language constructs, each with its own nonterminal symbol, in order to express the meanings of these four. The example above is a function definition; it contains one declaration, and one statement. In the statement, each `x' is an expression and so is `x * x'.

Each nonterminal symbol must have grammatical rules showing how it is made out of simpler constructs. For example, one kind of C statement is the return statement; this would be described with a grammar rule which reads informally as follows:

A `statement' can be made of a `return' keyword, an `expression' and a `semicolon'.

There would be many other rules for `statement', one for each kind of statement in C.

One nonterminal symbol must be distinguished as the special one which defines a complete utterance in the language. It is called the start symbol. In a compiler, this means a complete input program. In the C language, the nonterminal symbol `sequence of definitions and declarations' plays this role.

For example, `1 + 2' is a valid C expression--a valid part of a C program--but it is not valid as an entire C program. In the context-free grammar of C, this follows from the fact that `expression' is not the start symbol.

The Bison parser reads a sequence of tokens as its input, and groups the tokens using the grammar rules. If the input is valid, the end result is that the entire token sequence reduces to a single grouping whose symbol is the grammar's start symbol. If we use a grammar for C, the entire input must be a `sequence of definitions and declarations'. If not, the parser reports a syntax error.

From Formal Rules to Bison Input

A formal grammar is a mathematical construct. To define the language for Bison, you must write a file expressing the grammar in Bison syntax: a Bison grammar file. See section Bison Grammar Files.

A nonterminal symbol in the formal grammar is represented in Bison input as an identifier, like an identifier in C. By convention, it should be in lower case, such as expr, stmt or declaration.

The Bison representation for a terminal symbol is also called a token type. Token types as well can be represented as C-like identifiers. By convention, these identifiers should be upper case to distinguish them from nonterminals: for example, INTEGER, IDENTIFIER, IF or RETURN. A terminal symbol that stands for a particular keyword in the language should be named after that keyword converted to upper case. The terminal symbol error is reserved for error recovery. See section Symbols, Terminal and Nonterminal.

A terminal symbol can also be represented as a character literal, just like a C character constant. You should do this whenever a token is just a single character (parenthesis, plus-sign, etc.): use that same character in a literal as the terminal symbol for that token.

A third way to represent a terminal symbol is with a C string constant containing several characters. See section Symbols, Terminal and Nonterminal, for more information.

The grammar rules also have an expression in Bison syntax. For example, here is the Bison rule for a C return statement. The semicolon in quotes is a literal character token, representing part of the C syntax for the statement; the naked semicolon, and the colon, are Bison punctuation used in every rule.

stmt:   RETURN expr ';'
        ;

See section Syntax of Grammar Rules.

Semantic Values

A formal grammar selects tokens only by their classifications: for example, if a rule mentions the terminal symbol `integer constant', it means that any integer constant is grammatically valid in that position. The precise value of the constant is irrelevant to how to parse the input: if `x+4' is grammatical then `x+1' or `x+3989' is equally grammatical.

But the precise value is very important for what the input means once it is parsed. A compiler is useless if it fails to distinguish between 4, 1 and 3989 as constants in the program! Therefore, each token in a Bison grammar has both a token type and a semantic value. See section Defining Language Semantics, for details.

The token type is a terminal symbol defined in the grammar, such as INTEGER, IDENTIFIER or ','. It tells everything you need to know to decide where the token may validly appear and how to group it with other tokens. The grammar rules know nothing about tokens except their types.

The semantic value has all the rest of the information about the meaning of the token, such as the value of an integer, or the name of an identifier. (A token such as ',' which is just punctuation doesn't need to have any semantic value.)

For example, an input token might be classified as token type INTEGER and have the semantic value 4. Another input token might have the same token type INTEGER but value 3989. When a grammar rule says that INTEGER is allowed, either of these tokens is acceptable because each is an INTEGER. When the parser accepts the token, it keeps track of the token's semantic value.

Each grouping can also have a semantic value as well as its nonterminal symbol. For example, in a calculator, an expression typically has a semantic value that is a number. In a compiler for a programming language, an expression typically has a semantic value that is a tree structure describing the meaning of the expression.

Semantic Actions

In order to be useful, a program must do more than parse input; it must also produce some output based on the input. In a Bison grammar, a grammar rule can have an action made up of C statements. Each time the parser recognizes a match for that rule, the action is executed. See section Actions. Most of the time, the purpose of an action is to compute the semantic value of the whole construct from the semantic values of its parts. For example, suppose we have a rule which says an expression can be the sum of two expressions. When the parser recognizes such a sum, each of the subexpressions has a semantic value which describes how it was built up. The action for this rule should create a similar sort of value for the newly recognized larger expression.

For example, here is a rule that says an expression can be the sum of two subexpressions:

expr: expr '+' expr   { $$ = $1 + $3; }
        ;

The action says how to produce the semantic value of the sum expression from the values of the two subexpressions.

Bison Output: the Parser File

When you run Bison, you give it a Bison grammar file as input. The output is a C source file that parses the language described by the grammar. This file is called a Bison parser. Keep in mind that the Bison utility and the Bison parser are two distinct programs: the Bison utility is a program whose output is the Bison parser that becomes part of your program.

The job of the Bison parser is to group tokens into groupings according to the grammar rules--for example, to build identifiers and operators into expressions. As it does this, it runs the actions for the grammar rules it uses.

The tokens come from a function called the lexical analyzer that you must supply in some fashion (such as by writing it in C). The Bison parser calls the lexical analyzer each time it wants a new token. It doesn't know what is "inside" the tokens (though their semantic values may reflect this). Typically the lexical analyzer makes the tokens by parsing characters of text, but Bison does not depend on this. See section The Lexical Analyzer Function yylex.

The Bison parser file is C code which defines a function named yyparse which implements that grammar. This function does not make a complete C program: you must supply some additional functions. One is the lexical analyzer. Another is an error-reporting function which the parser calls to report an error. In addition, a complete C program must start with a function called main; you have to provide this, and arrange for it to call yyparse or the parser will never run. See section Parser C-Language Interface.

Aside from the token type names and the symbols in the actions you write, all variable and function names used in the Bison parser file begin with `yy' or `YY'. This includes interface functions such as the lexical analyzer function yylex, the error reporting function yyerror and the parser function yyparse itself. This also includes numerous identifiers used for internal purposes. Therefore, you should avoid using C identifiers starting with `yy' or `YY' in the Bison grammar file except for the ones defined in this manual.

Stages in Using Bison

The actual language-design process using Bison, from grammar specification to a working compiler or interpreter, has these parts:

  1. Formally specify the grammar in a form recognized by Bison (see section Bison Grammar Files). For each grammatical rule in the language, describe the action that is to be taken when an instance of that rule is recognized. The action is described by a sequence of C statements.
  2. Write a lexical analyzer to process input and pass tokens to the parser. The lexical analyzer may be written by hand in C (see section The Lexical Analyzer Function yylex). It could also be produced using Lex, but the use of Lex is not discussed in this manual.
  3. Write a controlling function that calls the Bison-produced parser.
  4. Write error-reporting routines.

To turn this source code as written into a runnable program, you must follow these steps:

  1. Run Bison on the grammar to produce the parser.
  2. Compile the code output by Bison, as well as any other source files.
  3. Link the object files to produce the finished product.

The Overall Layout of a Bison Grammar

The input file for the Bison utility is a Bison grammar file. The general form of a Bison grammar file is as follows:

%{
C declarations
%}

Bison declarations

%%
Grammar rules
%%
Additional C code

The `%%', `%{' and `%}' are punctuation that appears in every Bison grammar file to separate the sections.

The C declarations may define types and variables used in the actions. You can also use preprocessor commands to define macros used there, and use #include to include header files that do any of these things.

The Bison declarations declare the names of the terminal and nonterminal symbols, and may also describe operator precedence and the data types of semantic values of various symbols.

The grammar rules define how to construct each nonterminal symbol from its parts.

The additional C code can contain any C code you want to use. Often the definition of the lexical analyzer yylex goes here, plus subroutines called by the actions in the grammar rules. In a simple program, all the rest of the program can go here.

Examples

Now we show and explain three sample programs written using Bison: a reverse polish notation calculator, an algebraic (infix) notation calculator, and a multi-function calculator. All three have been tested under BSD Unix 4.3; each produces a usable, though limited, interactive desk-top calculator.

These examples are simple, but Bison grammars for real programming languages are written the same way.

Reverse Polish Notation Calculator

The first example is that of a simple double-precision reverse polish notation calculator (a calculator using postfix operators). This example provides a good starting point, since operator precedence is not an issue. The second example will illustrate how operator precedence is handled.

The source code for this calculator is named `rpcalc.y'. The `.y' extension is a convention used for Bison input files.

Declarations for rpcalc

Here are the C and Bison declarations for the reverse polish notation calculator. As in C, comments are placed between `/*...*/'.

/* Reverse polish notation calculator. */

%{
#define YYSTYPE double
#include <math.h>
%}

%token NUM

%% /* Grammar rules and actions follow */

The C declarations section (see section The C Declarations Section) contains two preprocessor directives.

The #define directive defines the macro YYSTYPE, thus specifying the C data type for semantic values of both tokens and groupings (see section Data Types of Semantic Values). The Bison parser will use whatever type YYSTYPE is defined as; if you don't define it, int is the default. Because we specify double, each token and each expression has an associated value, which is a floating point number.

The #include directive is used to declare the exponentiation function pow.

The second section, Bison declarations, provides information to Bison about the token types (see section The Bison Declarations Section). Each terminal symbol that is not a single-character literal must be declared here. (Single-character literals normally don't need to be declared.) In this example, all the arithmetic operators are designated by single-character literals, so the only terminal symbol that needs to be declared is NUM, the token type for numeric constants.

Grammar Rules for rpcalc

Here are the grammar rules for the reverse polish notation calculator.

input:    /* empty */
        | input line
;

line:     '\n'
        | exp '\n'  { printf ("\t%.10g\n", $1); }
;

exp:      NUM             { $$ = $1;         }
        | exp exp '+'     { $$ = $1 + $2;    }
        | exp exp '-'     { $$ = $1 - $2;    }
        | exp exp '*'     { $$ = $1 * $2;    }
        | exp exp '/'     { $$ = $1 / $2;    }
      /* Exponentiation */
        | exp exp '^'     { $$ = pow ($1, $2); }
      /* Unary minus    */
        | exp 'n'         { $$ = -$1;        }
;
%%

The groupings of the rpcalc "language" defined here are the expression (given the name exp), the line of input (line), and the complete input transcript (input). Each of these nonterminal symbols has several alternate rules, joined by the `|' punctuator which is read as "or". The following sections explain what these rules mean.

The semantics of the language is determined by the actions taken when a grouping is recognized. The actions are the C code that appears inside braces. See section Actions.

You must specify these actions in C, but Bison provides the means for passing semantic values between the rules. In each action, the pseudo-variable $$ stands for the semantic value for the grouping that the rule is going to construct. Assigning a value to $$ is the main job of most actions. The semantic values of the components of the rule are referred to as $1, $2, and so on.

Explanation of input

Consider the definition of input:

input:    /* empty */
        | input line
;

This definition reads as follows: "A complete input is either an empty string, or a complete input followed by an input line". Notice that "complete input" is defined in terms of itself. This definition is said to be left recursive since input appears always as the leftmost symbol in the sequence. See section Recursive Rules.

The first alternative is empty because there are no symbols between the colon and the first `|'; this means that input can match an empty string of input (no tokens). We write the rules this way because it is legitimate to type Ctrl-d right after you start the calculator. It's conventional to put an empty alternative first and write the comment `/* empty */' in it.

The second alternate rule (input line) handles all nontrivial input. It means, "After reading any number of lines, read one more line if possible." The left recursion makes this rule into a loop. Since the first alternative matches empty input, the loop can be executed zero or more times.

The parser function yyparse continues to process input until a grammatical error is seen or the lexical analyzer says there are no more input tokens; we will arrange for the latter to happen at end of file.

Explanation of line

Now consider the definition of line:

line:     '\n'
        | exp '\n'  { printf ("\t%.10g\n", $1); }
;

The first alternative is a token which is a newline character; this means that rpcalc accepts a blank line (and ignores it, since there is no action). The second alternative is an expression followed by a newline. This is the alternative that makes rpcalc useful. The semantic value of the exp grouping is the value of $1 because the exp in question is the first symbol in the alternative. The action prints this value, which is the result of the computation the user asked for.

This action is unusual because it does not assign a value to $$. As a consequence, the semantic value associated with the line is uninitialized (its value will be unpredictable). This would be a bug if that value were ever used, but we don't use it: once rpcalc has printed the value of the user's input line, that value is no longer needed.

Explanation of expr

The exp grouping has several rules, one for each kind of expression. The first rule handles the simplest expressions: those that are just numbers. The second handles an addition-expression, which looks like two expressions followed by a plus-sign. The third handles subtraction, and so on.

exp:      NUM
        | exp exp '+'     { $$ = $1 + $2;    }
        | exp exp '-'     { $$ = $1 - $2;    }
        ...
        ;

We have used `|' to join all the rules for exp, but we could equally well have written them separately:

exp:      NUM ;
exp:      exp exp '+'     { $$ = $1 + $2;    } ;
exp:      exp exp '-'     { $$ = $1 - $2;    } ;
        ...

Most of the rules have actions that compute the value of the expression in terms of the value of its parts. For example, in the rule for addition, $1 refers to the first component exp and $2 refers to the second one. The third component, '+', has no meaningful associated semantic value, but if it had one you could refer to it as $3. When yyparse recognizes a sum expression using this rule, the sum of the two subexpressions' values is produced as the value of the entire expression. See section Actions.

You don't have to give an action for every rule. When a rule has no action, Bison by default copies the value of $1 into $$. This is what happens in the first rule (the one that uses NUM).

The formatting shown here is the recommended convention, but Bison does not require it. You can add or change whitespace as much as you wish. For example, this:

exp   : NUM | exp exp '+' {$$ = $1 + $2; } | ...

means the same thing as this:

exp:      NUM
        | exp exp '+'    { $$ = $1 + $2; }
        | ...

The latter, however, is much more readable.

The rpcalc Lexical Analyzer

The lexical analyzer's job is low-level parsing: converting characters or sequences of characters into tokens. The Bison parser gets its tokens by calling the lexical analyzer. See section The Lexical Analyzer Function yylex.

Only a simple lexical analyzer is needed for the RPN calculator. This lexical analyzer skips blanks and tabs, then reads in numbers as double and returns them as NUM tokens. Any other character that isn't part of a number is a separate token. Note that the token-code for such a single-character token is the character itself.

The return value of the lexical analyzer function is a numeric code which represents a token type. The same text used in Bison rules to stand for this token type is also a C expression for the numeric code for the type. This works in two ways. If the token type is a character literal, then its numeric code is the ASCII code for that character; you can use the same character literal in the lexical analyzer to express the number. If the token type is an identifier, that identifier is defined by Bison as a C macro whose definition is the appropriate number. In this example, therefore, NUM becomes a macro for yylex to use.

The semantic value of the token (if it has one) is stored into the global variable yylval, which is where the Bison parser will look for it. (The C data type of yylval is YYSTYPE, which was defined at the beginning of the grammar; see section Declarations for rpcalc.)

A token type code of zero is returned if the end-of-file is encountered. (Bison recognizes any nonpositive value as indicating the end of the input.)

Here is the code for the lexical analyzer:

/* Lexical analyzer returns a double floating point 
   number on the stack and the token NUM, or the ASCII
   character read if not a number.  Skips all blanks
   and tabs, returns 0 for EOF. */

#include <ctype.h>

yylex ()
{
  int c;

  /* skip white space  */
  while ((c = getchar ()) == ' ' || c == '\t')  
    ;
  /* process numbers   */
  if (c == '.' || isdigit (c))                
    {
      ungetc (c, stdin);
      scanf ("%lf", &yylval);
      return NUM;
    }
  /* return end-of-file  */
  if (c == EOF)                            
    return 0;
  /* return single chars */
  return c;                                
}

The Controlling Function

In keeping with the spirit of this example, the controlling function is kept to the bare minimum. The only requirement is that it call yyparse to start the process of parsing.

main ()
{
  yyparse ();
}

The Error Reporting Routine

When yyparse detects a syntax error, it calls the error reporting function yyerror to print an error message (usually but not always "parse error"). It is up to the programmer to supply yyerror (see section Parser C-Language Interface), so here is the definition we will use:

#include <stdio.h>

yyerror (s)  /* Called by yyparse on error */
     char *s;
{
  printf ("%s\n", s);
}

After yyerror returns, the Bison parser may recover from the error and continue parsing if the grammar contains a suitable error rule (see section Error Recovery). Otherwise, yyparse returns nonzero. We have not written any error rules in this example, so any invalid input will cause the calculator program to exit. This is not clean behavior for a real calculator, but it is adequate in the first example.

Running Bison to Make the Parser

Before running Bison to produce a parser, we need to decide how to arrange all the source code in one or more source files. For such a simple example, the easiest thing is to put everything in one file. The definitions of yylex, yyerror and main go at the end, in the "additional C code" section of the file (see section The Overall Layout of a Bison Grammar).

For a large project, you would probably have several source files, and use make to arrange to recompile them.

With all the source in a single file, you use the following command to convert it into a parser file:

bison file_name.y

In this example the file was called `rpcalc.y' (for "Reverse Polish CALCulator"). Bison produces a file named `file_name.tab.c', removing the `.y' from the original file name. The file output by Bison contains the source code for yyparse. The additional functions in the input file (yylex, yyerror and main) are copied verbatim to the output.

Compiling the Parser File

Here is how to compile and run the parser file:

# List files in current directory.
% ls
rpcalc.tab.c  rpcalc.y

# Compile the Bison parser.
# `-lm' tells compiler to search math library for pow.
% cc rpcalc.tab.c -lm -o rpcalc

# List files again.
% ls
rpcalc  rpcalc.tab.c  rpcalc.y

The file `rpcalc' now contains the executable code. Here is an example session using rpcalc.

% rpcalc
4 9 +
13
3 7 + 3 4 5 *+-
-13
3 7 + 3 4 5 * + - n              Note the unary minus, `n'
13
5 6 / 4 n +
-3.166666667
3 4 ^                            Exponentiation
81
^D                               End-of-file indicator
%

Infix Notation Calculator: calc

We now modify rpcalc to handle infix operators instead of postfix. Infix notation involves the concept of operator precedence and the need for parentheses nested to arbitrary depth. Here is the Bison code for `calc.y', an infix desk-top calculator.

/* Infix notation calculator--calc */

%{
#define YYSTYPE double
#include <math.h>
%}

/* BISON Declarations */
%token NUM
%left '-' '+'
%left '*' '/'
%left NEG     /* negation--unary minus */
%right '^'    /* exponentiation        */

/* Grammar follows */
%%
input:    /* empty string */
        | input line
;

line:     '\n'
        | exp '\n'  { printf ("\t%.10g\n", $1); }
;

exp:      NUM                { $$ = $1;         }
        | exp '+' exp        { $$ = $1 + $3;    }
        | exp '-' exp        { $$ = $1 - $3;    }
        | exp '*' exp        { $$ = $1 * $3;    }
        | exp '/' exp        { $$ = $1 / $3;    }
        | '-' exp  %prec NEG { $$ = -$2;        }
        | exp '^' exp        { $$ = pow ($1, $3); }
        | '(' exp ')'        { $$ = $2;         }
;
%%

The functions yylex, yyerror and main can be the same as before.

There are two important new features shown in this code.

In the second section (Bison declarations), %left declares token types and says they are left-associative operators. The declarations %left and %right (right associativity) take the place of %token which is used to declare a token type name without associativity. (These tokens are single-character literals, which ordinarily don't need to be declared. We declare them here to specify the associativity.)

Operator precedence is determined by the line ordering of the declarations; the higher the line number of the declaration (lower on the page or screen), the higher the precedence. Hence, exponentiation has the highest precedence, unary minus (NEG) is next, followed by `*' and `/', and so on. See section Operator Precedence.

The other important new feature is the %prec in the grammar section for the unary minus operator. The %prec simply instructs Bison that the rule `| '-' exp' has the same precedence as NEG---in this case the next-to-highest. See section Context-Dependent Precedence.

Here is a sample run of `calc.y':

% calc
4 + 4.5 - (34/(8*3+-3))
6.880952381
-56 + 2
-54
3 ^ 2
9

Simple Error Recovery

Up to this point, this manual has not addressed the issue of error recovery---how to continue parsing after the parser detects a syntax error. All we have handled is error reporting with yyerror. Recall that by default yyparse returns after calling yyerror. This means that an erroneous input line causes the calculator program to exit. Now we show how to rectify this deficiency.

The Bison language itself includes the reserved word error, which may be included in the grammar rules. In the example below it has been added to one of the alternatives for line:

line:     '\n'
        | exp '\n'   { printf ("\t%.10g\n", $1); }
        | error '\n' { yyerrok;                  }
;

This addition to the grammar allows for simple error recovery in the event of a parse error. If an expression that cannot be evaluated is read, the error will be recognized by the third rule for line, and parsing will continue. (The yyerror function is still called upon to print its message as well.) The action executes the statement yyerrok, a macro defined automatically by Bison; its meaning is that error recovery is complete (see section Error Recovery). Note the difference between yyerrok and yyerror; neither one is a misprint.

This form of error recovery deals with syntax errors. There are other kinds of errors; for example, division by zero, which raises an exception signal that is normally fatal. A real calculator program must handle this signal and use longjmp to return to main and resume parsing input lines; it would also have to discard the rest of the current line of input. We won't discuss this issue further because it is not specific to Bison programs.

Multi-Function Calculator: mfcalc

Now that the basics of Bison have been discussed, it is time to move on to a more advanced problem. The above calculators provided only five functions, `+', `-', `*', `/' and `^'. It would be nice to have a calculator that provides other mathematical functions such as sin, cos, etc.

It is easy to add new operators to the infix calculator as long as they are only single-character literals. The lexical analyzer yylex passes back all non-number characters as tokens, so new grammar rules suffice for adding a new operator. But we want something more flexible: built-in functions whose syntax has this form:

function_name (argument)

At the same time, we will add memory to the calculator, by allowing you to create named variables, store values in them, and use them later. Here is a sample session with the multi-function calculator:

% mfcalc
pi = 3.141592653589
3.1415926536
sin(pi)
0.0000000000
alpha = beta1 = 2.3
2.3000000000
alpha
2.3000000000
ln(alpha)
0.8329091229
exp(ln(beta1))
2.3000000000
%

Note that multiple assignment and nested function calls are permitted.

Declarations for mfcalc

Here are the C and Bison declarations for the multi-function calculator.

%{
#include <math.h>  /* For math functions, cos(), sin(), etc. */
#include "calc.h"  /* Contains definition of `symrec'        */
%}
%union {
double     val;  /* For returning numbers.                   */
symrec  *tptr;   /* For returning symbol-table pointers      */
}

%token <val>  NUM        /* Simple double precision number   */
%token <tptr> VAR FNCT   /* Variable and Function            */
%type  <val>  exp

%right '='
%left '-' '+'
%left '*' '/'
%left NEG     /* Negation--unary minus */
%right '^'    /* Exponentiation        */

/* Grammar follows */

%%

The above grammar introduces only two new features of the Bison language. These features allow semantic values to have various data types (see section More Than One Value Type).

The %union declaration specifies the entire list of possible types; this is instead of defining YYSTYPE. The allowable types are now double-floats (for exp and NUM) and pointers to entries in the symbol table. See section The Collection of Value Types.

Since values can now have various types, it is necessary to associate a type with each grammar symbol whose semantic value is used. These symbols are NUM, VAR, FNCT, and exp. Their declarations are augmented with information about their data type (placed between angle brackets).

The Bison construct %type is used for declaring nonterminal symbols, just as %token is used for declaring token types. We have not used %type before because nonterminal symbols are normally declared implicitly by the rules that define them. But exp must be declared explicitly so we can specify its value type. See section Nonterminal Symbols.

Grammar Rules for mfcalc

Here are the grammar rules for the multi-function calculator. Most of them are copied directly from calc; three rules, those which mention VAR or FNCT, are new.

input:   /* empty */
        | input line
;

line:
          '\n'
        | exp '\n'   { printf ("\t%.10g\n", $1); }
        | error '\n' { yyerrok;                  }
;

exp:      NUM                { $$ = $1;                         }
        | VAR                { $$ = $1->value.var;              }
        | VAR '=' exp        { $$ = $3; $1->value.var = $3;     }
        | FNCT '(' exp ')'   { $$ = (*($1->value.fnctptr))($3); }
        | exp '+' exp        { $$ = $1 + $3;                    }
        | exp '-' exp        { $$ = $1 - $3;                    }
        | exp '*' exp        { $$ = $1 * $3;                    }
        | exp '/' exp        { $$ = $1 / $3;                    }
        | '-' exp  %prec NEG { $$ = -$2;                        }
        | exp '^' exp        { $$ = pow ($1, $3);               }
        | '(' exp ')'        { $$ = $2;                         }
;
/* End of grammar */
%%

The mfcalc Symbol Table

The multi-function calculator requires a symbol table to keep track of the names and meanings of variables and functions. This doesn't affect the grammar rules (except for the actions) or the Bison declarations, but it requires some additional C functions for support.

The symbol table itself consists of a linked list of records. Its definition, which is kept in the header `calc.h', is as follows. It provides for either functions or variables to be placed in the table.

/* Data type for links in the chain of symbols.      */
struct symrec
{
  char *name;  /* name of symbol                     */
  int type;    /* type of symbol: either VAR or FNCT */
  union {
    double var;           /* value of a VAR          */
    double (*fnctptr)();  /* value of a FNCT         */
  } value;
  struct symrec *next;    /* link field              */
};

typedef struct symrec symrec;

/* The symbol table: a chain of `struct symrec'.     */
extern symrec *sym_table;

symrec *putsym ();
symrec *getsym ();

The new version of main includes a call to init_table, a function that initializes the symbol table. Here it is, and init_table as well:

#include <stdio.h>

main ()
{
  init_table ();
  yyparse ();
}

yyerror (s)  /* Called by yyparse on error */
     char *s;
{
  printf ("%s\n", s);
}

struct init
{
  char *fname;
  double (*fnct)();
};

struct init arith_fncts[]
  = {
      "sin", sin,
      "cos", cos,
      "atan", atan,
      "ln", log,
      "exp", exp,
      "sqrt", sqrt,
      0, 0
    };

/* The symbol table: a chain of `struct symrec'.  */
symrec *sym_table = (symrec *)0;

init_table ()  /* puts arithmetic functions in table. */
{
  int i;
  symrec *ptr;
  for (i = 0; arith_fncts[i].fname != 0; i++)
    {
      ptr = putsym (arith_fncts[i].fname, FNCT);
      ptr->value.fnctptr = arith_fncts[i].fnct;
    }
}

By simply editing the initialization list and adding the necessary include files, you can add additional functions to the calculator.

Two important functions allow look-up and installation of symbols in the symbol table. The function putsym is passed a name and the type (VAR or FNCT) of the object to be installed. The object is linked to the front of the list, and a pointer to the object is returned. The function getsym is passed the name of the symbol to look up. If found, a pointer to that symbol is returned; otherwise zero is returned.

symrec *
putsym (sym_name,sym_type)
     char *sym_name;
     int sym_type;
{
  symrec *ptr;
  ptr = (symrec *) malloc (sizeof (symrec));
  ptr->name = (char *) malloc (strlen (sym_name) + 1);
  strcpy (ptr->name,sym_name);
  ptr->type = sym_type;
  ptr->value.var = 0; /* set value to 0 even if fctn.  */
  ptr->next = (struct symrec *)sym_table;
  sym_table = ptr;
  return ptr;
}

symrec *
getsym (sym_name)
     char *sym_name;
{
  symrec *ptr;
  for (ptr = sym_table; ptr != (symrec *) 0;
       ptr = (symrec *)ptr->next)
    if (strcmp (ptr->name,sym_name) == 0)
      return ptr;
  return 0;
}

The function yylex must now recognize variables, numeric values, and the single-character arithmetic operators. Strings of alphanumeric characters with a leading nondigit are recognized as either variables or functions depending on what the symbol table says about them.

The string is passed to getsym for look up in the symbol table. If the name appears in the table, a pointer to its location and its type (VAR or FNCT) is returned to yyparse. If it is not already in the table, then it is installed as a VAR using putsym. Again, a pointer and its type (which must be VAR) is returned to yyparse.

No change is needed in the handling of numeric values and arithmetic operators in yylex.

#include <ctype.h>
yylex ()
{
  int c;

  /* Ignore whitespace, get first nonwhite character.  */
  while ((c = getchar ()) == ' ' || c == '\t');

  if (c == EOF)
    return 0;

  /* Char starts a number => parse the number.         */
  if (c == '.' || isdigit (c))
    {
      ungetc (c, stdin);
      scanf ("%lf", &yylval.val);
      return NUM;
    }

  /* Char starts an identifier => read the name.       */
  if (isalpha (c))
    {
      symrec *s;
      static char *symbuf = 0;
      static int length = 0;
      int i;

      /* Initially make the buffer long enough
         for a 40-character symbol name.  */
      if (length == 0)
        length = 40, symbuf = (char *)malloc (length + 1);

      i = 0;
      do
        {
          /* If buffer is full, make it bigger.        */
          if (i == length)
            {
              length *= 2;
              symbuf = (char *)realloc (symbuf, length + 1);
            }
          /* Add this character to the buffer.         */
          symbuf[i++] = c;
          /* Get another character.                    */
          c = getchar ();
        }
      while (c != EOF && isalnum (c));

      ungetc (c, stdin);
      symbuf[i] = '\0';

      s = getsym (symbuf);
      if (s == 0)
        s = putsym (symbuf, VAR);
      yylval.tptr = s;
      return s->type;
    }

  /* Any other character is a token by itself.        */
  return c;
}

This program is both powerful and flexible. You may easily add new functions, and it is a simple job to modify this code to install predefined variables such as pi or e as well.

Exercises

  1. Add some new functions from `math.h' to the initialization list.
  2. Add another array that contains constants and their values. Then modify init_table to add these constants to the symbol table. It will be easiest to give the constants type VAR.
  3. Make the program report an error if the user refers to an uninitialized variable in any way except to store a value in it.

Bison Grammar Files

Bison takes as input a context-free grammar specification and produces a C-language function that recognizes correct instances of the grammar.

The Bison grammar input file conventionally has a name ending in `.y'.

Outline of a Bison Grammar

A Bison grammar file has four main sections, shown here with the appropriate delimiters:

%{
C declarations
%}

Bison declarations

%%
Grammar rules
%%

Additional C code

Comments enclosed in `/* ... */' may appear in any of the sections.

The C Declarations Section

The C declarations section contains macro definitions and declarations of functions and variables that are used in the actions in the grammar rules. These are copied to the beginning of the parser file so that they precede the definition of yyparse. You can use `#include' to get the declarations from a header file. If you don't need any C declarations, you may omit the `%{' and `%}' delimiters that bracket this section.

The Bison Declarations Section

The Bison declarations section contains declarations that define terminal and nonterminal symbols, specify precedence, and so on. In some simple grammars you may not need any declarations. See section Bison Declarations.

The Grammar Rules Section

The grammar rules section contains one or more Bison grammar rules, and nothing else. See section Syntax of Grammar Rules.

There must always be at least one grammar rule, and the first `%%' (which precedes the grammar rules) may never be omitted even if it is the first thing in the file.

The Additional C Code Section

The additional C code section is copied verbatim to the end of the parser file, just as the C declarations section is copied to the beginning. This is the most convenient place to put anything that you want to have in the parser file but which need not come before the definition of yyparse. For example, the definitions of yylex and yyerror often go here. See section Parser C-Language Interface.

If the last section is empty, you may omit the `%%' that separates it from the grammar rules.

The Bison parser itself contains many static variables whose names start with `yy' and many macros whose names start with `YY'. It is a good idea to avoid using any such names (except those documented in this manual) in the additional C code section of the grammar file.

Symbols, Terminal and Nonterminal

Symbols in Bison grammars represent the grammatical classifications of the language.

A terminal symbol (also known as a token type) represents a class of syntactically equivalent tokens. You use the symbol in grammar rules to mean that a token in that class is allowed. The symbol is represented in the Bison parser by a numeric code, and the yylex function returns a token type code to indicate what kind of token has been read. You don't need to know what the code value is; you can use the symbol to stand for it.

A nonterminal symbol stands for a class of syntactically equivalent groupings. The symbol name is used in writing grammar rules. By convention, it should be all lower case.

Symbol names can contain letters, digits (not at the beginning), underscores and periods. Periods make sense only in nonterminals.

There are three ways of writing terminal symbols in the grammar:

How you choose to write a terminal symbol has no effect on its grammatical meaning. That depends only on where it appears in rules and on when the parser function returns that symbol.

The value returned by yylex is always one of the terminal symbols (or 0 for end-of-input). Whichever way you write the token type in the grammar rules, you write it the same way in the definition of yylex. The numeric code for a character token type is simply the ASCII code for the character, so yylex can use the identical character constant to generate the requisite code. Each named token type becomes a C macro in the parser file, so yylex can use the name to stand for the code. (This is why periods don't make sense in terminal symbols.) See section Calling Convention for yylex.

If yylex is defined in a separate file, you need to arrange for the token-type macro definitions to be available there. Use the `-d' option when you run Bison, so that it will write these macro definitions into a separate header file `name.tab.h' which you can include in the other source files that need it. See section Invoking Bison.

The symbol error is a terminal symbol reserved for error recovery (see section Error Recovery); you shouldn't use it for any other purpose. In particular, yylex should never return this value.

Syntax of Grammar Rules

A Bison grammar rule has the following general form:

result: components...
        ;

where result is the nonterminal symbol that this rule describes and components are various terminal and nonterminal symbols that are put together by this rule (see section Symbols, Terminal and Nonterminal).

For example,

exp:      exp '+' exp
        ;

says that two groupings of type exp, with a `+' token in between, can be combined into a larger grouping of type exp.

Whitespace in rules is significant only to separate symbols. You can add extra whitespace as you wish.

Scattered among the components can be actions that determine the semantics of the rule. An action looks like this:

{C statements}

Usually there is only one action and it follows the components. See section Actions.

Multiple rules for the same result can be written separately or can be joined with the vertical-bar character `|' as follows:

result:    rule1-components...
        | rule2-components...
        ...
        ;

They are still considered distinct rules even when joined in this way.

If components in a rule is empty, it means that result can match the empty string. For example, here is how to define a comma-separated sequence of zero or more exp groupings:

expseq:   /* empty */
        | expseq1
        ;

expseq1:  exp
        | expseq1 ',' exp
        ;

It is customary to write a comment `/* empty */' in each rule with no components.

Recursive Rules

A rule is called recursive when its result nonterminal appears also on its right hand side. Nearly all Bison grammars need to use recursion, because that is the only way to define a sequence of any number of somethings. Consider this recursive definition of a comma-separated sequence of one or more expressions:

expseq1:  exp
        | expseq1 ',' exp
        ;

Since the recursive use of expseq1 is the leftmost symbol in the right hand side, we call this left recursion. By contrast, here the same construct is defined using right recursion:

expseq1:  exp
        | exp ',' expseq1
        ;

Any kind of sequence can be defined using either left recursion or right recursion, but you should always use left recursion, because it can parse a sequence of any number of elements with bounded stack space. Right recursion uses up space on the Bison stack in proportion to the number of elements in the sequence, because all the elements must be shifted onto the stack before the rule can be applied even once. See section The Bison Parser Algorithm, for further explanation of this.

Indirect or mutual recursion occurs when the result of the rule does not appear directly on its right hand side, but does appear in rules for other nonterminals which do appear on its right hand side.

For example:

expr:     primary
        | primary '+' primary
        ;

primary:  constant
        | '(' expr ')'
        ;

defines two mutually-recursive nonterminals, since each refers to the other.

Defining Language Semantics

The grammar rules for a language determine only the syntax. The semantics are determined by the semantic values associated with various tokens and groupings, and by the actions taken when various groupings are recognized.

For example, the calculator calculates properly because the value associated with each expression is the proper number; it adds properly because the action for the grouping `x + y' is to add the numbers associated with x and y.

Data Types of Semantic Values

In a simple program it may be sufficient to use the same data type for the semantic values of all language constructs. This was true in the RPN and infix calculator examples (see section Reverse Polish Notation Calculator).

Bison's default is to use type int for all semantic values. To specify some other type, define YYSTYPE as a macro, like this:

#define YYSTYPE double

This macro definition must go in the C declarations section of the grammar file (see section Outline of a Bison Grammar).

More Than One Value Type

In most programs, you will need different data types for different kinds of tokens and groupings. For example, a numeric constant may need type int or long, while a string constant needs type char *, and an identifier might need a pointer to an entry in the symbol table.

To use more than one data type for semantic values in one parser, Bison requires you to do two things:

Actions

An action accompanies a syntactic rule and contains C code to be executed each time an instance of that rule is recognized. The task of most actions is to compute a semantic value for the grouping built by the rule from the semantic values associated with tokens or smaller groupings.

An action consists of C statements surrounded by braces, much like a compound statement in C. It can be placed at any position in the rule; it is executed at that position. Most rules have just one action at the end of the rule, following all the components. Actions in the middle of a rule are tricky and used only for special purposes (see section Actions in Mid-Rule).

The C code in an action can refer to the semantic values of the components matched by the rule with the construct $n, which stands for the value of the nth component. The semantic value for the grouping being constructed is $$. (Bison translates both of these constructs into array element references when it copies the actions into the parser file.)

Here is a typical example:

exp:    ...
        | exp '+' exp
            { $$ = $1 + $3; }

This rule constructs an exp from two smaller exp groupings connected by a plus-sign token. In the action, $1 and $3 refer to the semantic values of the two component exp groupings, which are the first and third symbols on the right hand side of the rule. The sum is stored into $$ so that it becomes the semantic value of the addition-expression just recognized by the rule. If there were a useful semantic value associated with the `+' token, it could be referred to as $2.

If you don't specify an action for a rule, Bison supplies a default: $$ = $1. Thus, the value of the first symbol in the rule becomes the value of the whole rule. Of course, the default rule is valid only if the two data types match. There is no meaningful default action for an empty rule; every empty rule must have an explicit action unless the rule's value does not matter.

$n with n zero or negative is allowed for reference to tokens and groupings on the stack before those that match the current rule. This is a very risky practice, and to use it reliably you must be certain of the context in which the rule is applied. Here is a case in which you can use this reliably:

foo:      expr bar '+' expr  { ... }
        | expr bar '-' expr  { ... }
        ;

bar:      /* empty */
        { previous_expr = $0; }
        ;

As long as bar is used only in the fashion shown here, $0 always refers to the expr which precedes bar in the definition of foo.

Data Types of Values in Actions

If you have chosen a single data type for semantic values, the $$ and $n constructs always have that data type.

If you have used %union to specify a variety of data types, then you must declare a choice among these types for each terminal or nonterminal symbol that can have a semantic value. Then each time you use $$ or $n, its data type is determined by which symbol it refers to in the rule. In this example,

exp:    ...
        | exp '+' exp
            { $$ = $1 + $3; }

$1 and $3 refer to instances of exp, so they all have the data type declared for the nonterminal symbol exp. If $2 were used, it would have the data type declared for the terminal symbol '+', whatever that might be.

Alternatively, you can specify the data type when you refer to the value, by inserting `<type>' after the `$' at the beginning of the reference. For example, if you have defined types as shown here:

%union {
  int itype;
  double dtype;
}

then you can write $<itype>1 to refer to the first subunit of the rule as an integer, or $<dtype>1 to refer to it as a double.

Actions in Mid-Rule

Occasionally it is useful to put an action in the middle of a rule. These actions are written just like usual end-of-rule actions, but they are executed before the parser even recognizes the following components.

A mid-rule action may refer to the components preceding it using $n, but it may not refer to subsequent components because it is run before they are parsed.

The mid-rule action itself counts as one of the components of the rule. This makes a difference when there is another action later in the same rule (and usually there is another at the end): you have to count the actions along with the symbols when working out which number n to use in $n.

The mid-rule action can also have a semantic value. The action can set its value with an assignment to $$, and actions later in the rule can refer to the value using $n. Since there is no symbol to name the action, there is no way to declare a data type for the value in advance, so you must use the `$<...>' construct to specify a data type each time you refer to this value.

There is no way to set the value of the entire rule with a mid-rule action, because assignments to $$ do not have that effect. The only way to set the value for the entire rule is with an ordinary action at the end of the rule.

Here is an example from a hypothetical compiler, handling a let statement that looks like `let (variable) statement' and serves to create a variable named variable temporarily for the duration of statement. To parse this construct, we must put variable into the symbol table while statement is parsed, then remove it afterward. Here is how it is done:

stmt:   LET '(' var ')'
                { $<context>$ = push_context ();
                  declare_variable ($3); }
        stmt    { $$ = $6;
                  pop_context ($<context>5); }

As soon as `let (variable)' has been recognized, the first action is run. It saves a copy of the current semantic context (the list of accessible variables) as its semantic value, using alternative context in the data-type union. Then it calls declare_variable to add the new variable to that list. Once the first action is finished, the embedded statement stmt can be parsed. Note that the mid-rule action is component number 5, so the `stmt' is component number 6.

After the embedded statement is parsed, its semantic value becomes the value of the entire let-statement. Then the semantic value from the earlier action is used to restore the prior list of variables. This removes the temporary let-variable from the list so that it won't appear to exist while the rest of the program is parsed.

Taking action before a rule is completely recognized often leads to conflicts since the parser must commit to a parse in order to execute the action. For example, the following two rules, without mid-rule actions, can coexist in a working parser because the parser can shift the open-brace token and look at what follows before deciding whether there is a declaration or not:

compound: '{' declarations statements '}'
        | '{' statements '}'
        ;

But when we add a mid-rule action as follows, the rules become nonfunctional:

compound: { prepare_for_local_variables (); }
          '{' declarations statements '}'
        | '{' statements '}'
        ;

Now the parser is forced to decide whether to run the mid-rule action when it has read no farther than the open-brace. In other words, it must commit to using one rule or the other, without sufficient information to do it correctly. (The open-brace token is what is called the look-ahead token at this time, since the parser is still deciding what to do about it. See section Look-Ahead Tokens.)

You might think that you could correct the problem by putting identical actions into the two rules, like this:

compound: { prepare_for_local_variables (); }
          '{' declarations statements '}'
        | { prepare_for_local_variables (); }
          '{' statements '}'
        ;

But this does not help, because Bison does not realize that the two actions are identical. (Bison never tries to understand the C code in an action.)

If the grammar is such that a declaration can be distinguished from a statement by the first token (which is true in C), then one solution which does work is to put the action after the open-brace, like this:

compound: '{' { prepare_for_local_variables (); }
          declarations statements '}'
        | '{' statements '}'
        ;

Now the first token of the following declaration or statement, which would in any case tell Bison which rule to use, can still do so.

Another solution is to bury the action inside a nonterminal symbol which serves as a subroutine:

subroutine: /* empty */
          { prepare_for_local_variables (); }
        ;

compound: subroutine
          '{' declarations statements '}'
        | subroutine
          '{' statements '}'
        ;

Now Bison can execute the action in the rule for subroutine without deciding which rule for compound it will eventually use. Note that the action is now at the end of its rule. Any mid-rule action can be converted to an end-of-rule action in this way, and this is what Bison actually does to implement mid-rule actions.

Bison Declarations

The Bison declarations section of a Bison grammar defines the symbols used in formulating the grammar and the data types of semantic values. See section Symbols, Terminal and Nonterminal.

All token type names (but not single-character literal tokens such as '+' and '*') must be declared. Nonterminal symbols must be declared if you need to specify which data type to use for the semantic value (see section More Than One Value Type).

The first rule in the file also specifies the start symbol, by default. If you want some other symbol to be the start symbol, you must declare it explicitly (see section Languages and Context-Free Grammars).

Token Type Names

The basic way to declare a token type name (terminal symbol) is as follows:

%token name

Bison will convert this into a #define directive in the parser, so that the function yylex (if it is in this file) can use the name name to stand for this token type's code.

Alternatively, you can use %left, %right, or %nonassoc instead of %token, if you wish to specify precedence. See section Operator Precedence.

You can explicitly specify the numeric code for a token type by appending an integer value in the field immediately following the token name:

%token NUM 300

It is generally best, however, to let Bison choose the numeric codes for all token types. Bison will automatically select codes that don't conflict with each other or with ASCII characters.

In the event that the stack type is a union, you must augment the %token or other token declaration to include the data type alternative delimited by angle-brackets (see section More Than One Value Type).

For example:

%union {              /* define stack type */
  double val;
  symrec *tptr;
}
%token <val> NUM      /* define token NUM and its type */

You can associate a literal string token with a token type name by writing the literal string at the end of a %token declaration which declares the name. For example:

%token arrow "=>"

For example, a grammar for the C language might specify these names with equivalent literal string tokens:

%token  <operator>  OR      "||"
%token  <operator>  LE 134  "<="
%left  OR  "<="

Once you equate the literal string and the token name, you can use them interchangeably in further declarations or the grammar rules. The yylex function can use the token name or the literal string to obtain the token type code number (see section Calling Convention for yylex).

Operator Precedence

Use the %left, %right or %nonassoc declaration to declare a token and specify its precedence and associativity, all at once. These are called precedence declarations. See section Operator Precedence, for general information on operator precedence.

The syntax of a precedence declaration is the same as that of %token: either

%left symbols...

or

%left <type> symbols...

And indeed any of these declarations serves the purposes of %token. But in addition, they specify the associativity and relative precedence for all the symbols:

The Collection of Value Types

The %union declaration specifies the entire collection of possible data types for semantic values. The keyword %union is followed by a pair of braces containing the same thing that goes inside a union in C.

For example:

%union {
  double val;
  symrec *tptr;
}

This says that the two alternative types are double and symrec *. They are given names val and tptr; these names are used in the %token and %type declarations to pick one of the types for a terminal or nonterminal symbol (see section Nonterminal Symbols).

Note that, unlike making a union declaration in C, you do not write a semicolon after the closing brace.

Nonterminal Symbols

When you use %union to specify multiple value types, you must declare the value type of each nonterminal symbol for which values are used. This is done with a %type declaration, like this:

%type <type> nonterminal...

Here nonterminal is the name of a nonterminal symbol, and type is the name given in the %union to the alternative that you want (see section The Collection of Value Types). You can give any number of nonterminal symbols in the same %type declaration, if they have the same value type. Use spaces to separate the symbol names.

You can also declare the value type of a terminal symbol. To do this, use the same <type> construction in a declaration for the terminal symbol. All kinds of token declarations allow <type>.

Suppressing Conflict Warnings

Bison normally warns if there are any conflicts in the grammar (see section Shift/Reduce Conflicts), but most real grammars have harmless shift/reduce conflicts which are resolved in a predictable way and would be difficult to eliminate. It is desirable to suppress the warning about these conflicts unless the number of conflicts changes. You can do this with the %expect declaration.

The declaration looks like this:

%expect n

Here n is a decimal integer. The declaration says there should be no warning if there are n shift/reduce conflicts and no reduce/reduce conflicts. The usual warning is given if there are either more or fewer conflicts, or if there are any reduce/reduce conflicts.

In general, using %expect involves these steps:

Now Bison will stop annoying you about the conflicts you have checked, but it will warn you again if changes in the grammar result in additional conflicts.

The Start-Symbol

Bison assumes by default that the start symbol for the grammar is the first nonterminal specified in the grammar specification section. The programmer may override this restriction with the %start declaration as follows:

%start symbol

A Pure (Reentrant) Parser

A reentrant program is one which does not alter in the course of execution; in other words, it consists entirely of pure (read-only) code. Reentrancy is important whenever asynchronous execution is possible; for example, a nonreentrant program may not be safe to call from a signal handler. In systems with multiple threads of control, a nonreentrant program must be called only within interlocks.

The Bison parser is not normally a reentrant program, because it uses statically allocated variables for communication with yylex. These variables include yylval and yylloc.

The Bison declaration %pure_parser says that you want the parser to be reentrant. It looks like this:

%pure_parser

The effect is that the two communication variables become local variables in yyparse, and a different calling convention is used for the lexical analyzer function yylex. See section Calling Conventions for Pure Parsers, for the details of this. The variable yynerrs also becomes local in yyparse (see section The Error Reporting Function yyerror). The convention for calling yyparse itself is unchanged.

Bison Declaration Summary

Here is a summary of all Bison declarations:

%union
Declare the collection of data types that semantic values may have (see section The Collection of Value Types).
%token
Declare a terminal symbol (token type name) with no precedence or associativity specified (see section Token Type Names).
%right
Declare a terminal symbol (token type name) that is right-associative (see section Operator Precedence).
%left
Declare a terminal symbol (token type name) that is left-associative (see section Operator Precedence).
%nonassoc
Declare a terminal symbol (token type name) that is nonassociative (using it in a way that would be associative is a syntax error) (see section Operator Precedence).
%type
Declare the type of semantic values for a nonterminal symbol (see section Nonterminal Symbols).
%start
Specify the grammar's start symbol (see section The Start-Symbol).
%expect
Declare the expected number of shift-reduce conflicts (see section Suppressing Conflict Warnings).
%pure_parser
Request a pure (reentrant) parser program (see section A Pure (Reentrant) Parser).
%no_lines
Don't generate any #line preprocessor commands in the parser file. Ordinarily Bison writes these commands in the parser file so that the C compiler and debuggers will associate errors and object code with your source file (the grammar file). This directive causes them to associate errors with the parser file, treating it an independent source file in its own right.
%raw
The output file `name.h' normally defines the tokens with Yacc-compatible token numbers. If this option is specified, the internal Bison numbers are used instead. (Yacc-compatible numbers start at 257 except for single character tokens; Bison assigns token numbers sequentially for all tokens starting at 3.)
%token_table
Generate an array of token names in the parser file. The name of the array is yytname; yytname[i] is the name of the token whose internal Bison token code number is i. The first three elements of yytname are always "$", "error", and "$illegal"; after these come the symbols defined in the grammar file. For single-character literal tokens and literal string tokens, the name in the table includes the single-quote or double-quote characters: for example, "'+'" is a single-character literal and "\"<=\"" is a literal string token. All the characters of the literal string token appear verbatim in the string found in the table; even double-quote characters are not escaped. For example, if the token consists of three characters `*"*', its string in yytname contains `"*"*"'. (In C, that would be written as "\"*\"*\""). When you specify %token_table, Bison also generates macro definitions for macros YYNTOKENS, YYNNTS, and YYNRULES, and YYNSTATES:
YYNTOKENS
The highest token number, plus one.
YYNNTS
The number of non-terminal symbols.
YYNRULES
The number of grammar rules,
YYNSTATES
The number of parser states (see section Parser States).

Multiple Parsers in the Same Program

Most programs that use Bison parse only one language and therefore contain only one Bison parser. But what if you want to parse more than one language with the same program? Then you need to avoid a name conflict between different definitions of yyparse, yylval, and so on.

The easy way to do this is to use the option `-p prefix' (see section Invoking Bison). This renames the interface functions and variables of the Bison parser to start with prefix instead of `yy'. You can use this to give each parser distinct names that do not conflict.

The precise list of symbols renamed is yyparse, yylex, yyerror, yynerrs, yylval, yychar and yydebug. For example, if you use `-p c', the names become cparse, clex, and so on.

All the other variables and macros associated with Bison are not renamed. These others are not global; there is no conflict if the same name is used in different parsers. For example, YYSTYPE is not renamed, but defining this in different ways in different parsers causes no trouble (see section Data Types of Semantic Values).

The `-p' option works by adding macro definitions to the beginning of the parser source file, defining yyparse as prefixparse, and so on. This effectively substitutes one name for the other in the entire parser file.

Parser C-Language Interface

The Bison parser is actually a C function named yyparse. Here we describe the interface conventions of yyparse and the other functions that it needs to use.

Keep in mind that the parser uses many C identifiers starting with `yy' and `YY' for internal purposes. If you use such an identifier (aside from those in this manual) in an action or in additional C code in the grammar file, you are likely to run into trouble.

The Parser Function yyparse

You call the function yyparse to cause parsing to occur. This function reads tokens, executes actions, and ultimately returns when it encounters end-of-input or an unrecoverable syntax error. You can also write an action which directs yyparse to return immediately without reading further.

The value returned by yyparse is 0 if parsing was successful (return is due to end-of-input).

The value is 1 if parsing failed (return is due to a syntax error).

In an action, you can cause immediate return from yyparse by using these macros:

YYACCEPT
Return immediately with value 0 (to report success).
YYABORT
Return immediately with value 1 (to report failure).

The Lexical Analyzer Function yylex

The lexical analyzer function, yylex, recognizes tokens from the input stream and returns them to the parser. Bison does not create this function automatically; you must write it so that yyparse can call it. The function is sometimes referred to as a lexical scanner.

In simple programs, yylex is often defined at the end of the Bison grammar file. If yylex is defined in a separate source file, you need to arrange for the token-type macro definitions to be available there. To do this, use the `-d' option when you run Bison, so that it will write these macro definitions into a separate header file `name.tab.h' which you can include in the other source files that need it. See section Invoking Bison.

Calling Convention for yylex

The value that yylex returns must be the numeric code for the type of token it has just found, or 0 for end-of-input.

When a token is referred to in the grammar rules by a name, that name in the parser file becomes a C macro whose definition is the proper numeric code for that token type. So yylex can use the name to indicate that type. See section Symbols, Terminal and Nonterminal.

When a token is referred to in the grammar rules by a character literal, the numeric code for that character is also the code for the token type. So yylex can simply return that character code. The null character must not be used this way, because its code is zero and that is what signifies end-of-input.

Here is an example showing these things:

yylex ()
{
  ...
  if (c == EOF)     /* Detect end of file. */
    return 0;
  ...
  if (c == '+' || c == '-')
    return c;      /* Assume token type for `+' is '+'. */
  ...
  return INT;      /* Return the type of the token. */
  ...
}

This interface has been designed so that the output from the lex utility can be used without change as the definition of yylex.

If the grammar uses literal string tokens, there are two ways that yylex can determine the token type codes for them:

Semantic Values of Tokens

In an ordinary (nonreentrant) parser, the semantic value of the token must be stored into the global variable yylval. When you are using just one data type for semantic values, yylval has that type. Thus, if the type is int (the default), you might write this in yylex:

  ...
  yylval = value;  /* Put value onto Bison stack. */
  return INT;      /* Return the type of the token. */
  ...

When you are using multiple data types, yylval's type is a union made from the %union declaration (see section The Collection of Value Types). So when you store a token's value, you must use the proper member of the union. If the %union declaration looks like this:

%union {
  int intval;
  double val;
  symrec *tptr;
}

then the code in yylex might look like this:

  ...
  yylval.intval = value; /* Put value onto Bison stack. */
  return INT;          /* Return the type of the token. */
  ...

Textual Positions of Tokens

If you are using the `@n'-feature (see section Special Features for Use in Actions) in actions to keep track of the textual locations of tokens and groupings, then you must provide this information in yylex. The function yyparse expects to find the textual location of a token just parsed in the global variable yylloc. So yylex must store the proper data in that variable. The value of yylloc is a structure and you need only initialize the members that are going to be used by the actions. The four members are called first_line, first_column, last_line and last_column. Note that the use of this feature makes the parser noticeably slower.

The data type of yylloc has the name YYLTYPE.

Calling Conventions for Pure Parsers

When you use the Bison declaration %pure_parser to request a pure, reentrant parser, the global communication variables yylval and yylloc cannot be used. (See section A Pure (Reentrant) Parser.) In such parsers the two global variables are replaced by pointers passed as arguments to yylex. You must declare them as shown here, and pass the information back by storing it through those pointers.

yylex (lvalp, llocp)
     YYSTYPE *lvalp;
     YYLTYPE *llocp;
{
  ...
  *lvalp = value;  /* Put value onto Bison stack.  */
  return INT;      /* Return the type of the token.  */
  ...
}

If the grammar file does not use the `@' constructs to refer to textual positions, then the type YYLTYPE will not be defined. In this case, omit the second argument; yylex will be called with only one argument.

If you use a reentrant parser, you can optionally pass additional parameter information to it in a reentrant way. To do so, define the macro YYPARSE_PARAM as a variable name. This modifies the yyparse function to accept one argument, of type void *, with that name.

When you call yyparse, pass the address of an object, casting the address to void *. The grammar actions can refer to the contents of the object by casting the pointer value back to its proper type and then dereferencing it. Here's an example. Write this in the parser:

%{
struct parser_control
{
  int nastiness;
  int randomness;
};

#define YYPARSE_PARAM parm
%}

Then call the parser like this:

struct parser_control
{
  int nastiness;
  int randomness;
};

...

{
  struct parser_control foo;
  ...  /* Store proper data in foo.  */
  value = yyparse ((void *) &foo);
  ...
}

In the grammar actions, use expressions like this to refer to the data:

((struct parser_control *) parm)->randomness

If you wish to pass the additional parameter data to yylex, define the macro YYLEX_PARAM just like YYPARSE_PARAM, as shown here:

%{
struct parser_control
{
  int nastiness;
  int randomness;
};

#define YYPARSE_PARAM parm
#define YYLEX_PARAM parm
%}

You should then define yylex to accept one additional argument--the value of parm. (This makes e